SEC Form 4 · accession 0000950103-15-000109
Pattern Energy Group Inc. · PEGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hunter H. Armistead
Officer — Exec. VP, Business Development
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 8:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 31, 2014 | C | 20,201 | $0.00 | A | 45,454 | I | See footnote |
| Class A Common Stock | holding | — | — | — | 35,197 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | — | Dec 31, 2014 | C | 20,201 | D | — | — | Class A Common Stock | 20,201 | 0 | I |
Explanation of responses
- F1By the 2011 Amended and Restated Armistead Family Trust, of which the reporting person is a trustee and beneficiary.
- F2On December 31, 2014, the Issuer's shares of Class B common stock converted into shares of the Issuer's Class A common stock on a one-to-one basis.