SEC Form 4 · accession 0000950103-15-000106
Pattern Energy Group Inc. · PEGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher M. Shugart
Officer — Senior VP, Operations
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 8:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 31, 2014 | F | 42 | $24.54 | D | 39,956 | D | |
| Class A Common Stock | Dec 31, 2014 | C | 23,921 | $0.00 | A | 63,877 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | Dec 31, 2014 | C | 23,921 | D | — | — | Class A Common Stock | 23,921 | 0 | D |
Explanation of responses
- F1Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a restricted stock grant previously reported.
- F2On December 31, 2014, the Issuer's shares of Class B common stock converted into shares of the Issuer's Class A common stock on a one-to-one basis.