SEC Form 4 · accession 0000899243-19-003016
ExOne Co · XONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Irvin
Director
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Feb 6, 2019 | A | 5,000 | $0.00 | A | 15,000 | D | |
| Common Stock, par value $0.01F2 | holding | — | — | — | 200,950 | I | By 20 20 Holdings, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock under The ExOne Company 2013 Equity Incentive Plan. 100% of the restricted stock vests on the first anniversary of the grant date.
- F220 20 Holdings, LLC is the owner of the listed shares. 20 20 Holdings is a limited liability company beneficially owned by Mr. Irvin's wife and Mr. Irvin, and of which Mr. Irvin is the sole manager and has sole power to vote and dispose of the shares.