SEC Form 4 · accession 0000899243-18-029497
ExOne Co · XONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Irvin
Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1,F2 | Nov 16, 2018 | S | 1,200 | $10.01 | D | 202,600 | I | By 20 20 Holdings, LLC |
| Common Stock, par value $0.01F1,F2 | Nov 19, 2018 | S | 1,650 | $9.53 | D | 200,950 | I | By 20 20 Holdings, LLC |
| Common Stock, par value $0.01 | holding | — | — | — | 10,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares sold on November 16, 2018 were sold in multiple transactions at prices ranging from $10.00 to $10.04, inclusive. The shares sold on November 19, 2018 were sold in multiple transactions at prices ranging from $9.50 to $9.57, inclusive. Mr. Irvin undertakes to provide to The ExOne Company, any security holder of The ExOne Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F220 20 Holdings, LLC is the owner of the listed shares. 20 20 Holdings is a limited liability company beneficially owned by Mr. Irvin's wife and Mr. Irvin, and of which Mr. Irvin is the sole manager and has sole power to vote and dispose of the shares.