SEC Form 4 · accession 0000899243-18-028938
ExOne Co · XONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Hartner
Officer — Chief Operating Officer
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561627
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $9.67 | Nov 12, 2018 | A | 100,000 | A | — | Nov 12, 2023 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Grant of options to purchase common stock under The ExOne Company 2013 Equity Incentive Plan. Options vest with respect to 25,000 shares of common stock on the date of grant and the remaining 75,000 shares of common stock on the first anniversary of the date of grant.