SEC Form 4 · accession 0000899243-18-022334
ExOne Co · XONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Lucas
Officer — Chief Technology Officer
Period of report
Aug 13, 2018
Accepted (ET)
Aug 14, 2018 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561627
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $6.75 | Aug 13, 2018 | A | 15,000 | A | — | Aug 13, 2023 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Grant of options to purchase common stock under The ExOne Company 2013 Equity Incentive Plan. Options vest quarterly in equal installments over a two-year period.
Remarks
See attached Exhibit 24 (Power of Attorney).