SEC Form 3 · accession 0000899243-18-020419
ExOne Co · XONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jared Adam Helfrich
Officer — Chief Commercial Officer
Period of report
Jul 12, 2018
Accepted (ET)
Jul 23, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.91 | holding | — | — | — | — | Aug 14, 2022 | Common Stock | 15,000 | — | D |
| Stock Option (right to buy)F2 | $10.10 | holding | — | — | — | — | Feb 10, 2027 | Common Stock | 8,000 | — | D |
Explanation of responses
- F1The original option grant for 15,000 shares vested with respect to 7,500 shares on August 14, 2017 and will vest with respect to the remaining 7,500 shares on August 14, 2018.
- F2The original option grant for 8,000 shares vested with respect to 2,666 shares on February 10, 2017 and with respect to 2,667 shares on February 10, 2018; the remaining 2,667 shares will vest on February 10, 2019.
Remarks
See attached Exhibit 24 (Power of Attorney).