SEC Form 4 · accession 0000899243-18-001087

ExOne Co · XONE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jan 11, 2018

Accepted (ET)

Jan 16, 2018 · 6:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001561627

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01^F2,F3	Jan 11, 2018	S	3,100	$10.01	D	223,366	I	By 20 20 Holdings, LLC
Common Stock, par value $0.01^F3	Jan 12, 2018	S	1,100	$10.00	D	222,266	I	By 20 20 Holdings, LLC
Common Stock, par value $0.01^F4	Jan 12, 2018	G	834	$0.00	D	5,000	D
Common Stock, par value $0.01^F4,F3	Jan 12, 2018	G	834	$0.00	A	223,100	I	By 20 20 Holdings, LLC
Common Stock, par value $0.01^F2,F3	Jan 16, 2018	S	7,500	$10.02	D	215,600	I	By 20 20 Holdings, LLC

No Table II lines on this filing.

F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by 20 20 Holdings, LLC and Mr. Irvin on November 17, 2017.
F2The price reported in Column 4 is a weighted average price. The shares sold on January 11, 2018 were sold in multiple transactions at prices ranging from $10.00 to $10.03, inclusive. The shares sold on January 16, 2018 were sold in multiple transactions at prices ranging from $10.00 to $10.07, inclusive. Mr. Irvin undertakes to provide to The ExOne Company, any security holder of The ExOne Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F320 20 Holdings, LLC is the owner of the listed shares. 20 20 Holdings is a limited liability company beneficially owned by Mr. Irvin's wife and Mr. Irvin, and of which Mr. Irvin is the sole manager and has sole power to vote and dispose of the shares.
F4Represents a gift of shares by Mr. Irvin to 20 20 Holdings, LLC.