SEC Form 4 · accession 0000899243-17-003493
ExOne Co · XONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Irvin
Director
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Dec 28, 2016 | G | 5,000 | $0.00 | D | 149,300 | D | |
| Common Stock, par value $0.01F1 | Feb 8, 2017 | A | 5,000 | $0.00 | A | 154,300 | D | |
| Common Stock, par value $0.01F2 | holding | — | — | — | 3,000 | I | By wife | |
| Common Stock, par value $0.01F3 | holding | — | — | — | 95,000 | I | By 20 20 Holdings, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock under The ExOne Company 2013 Equity Incentive Plan to be made on February 10, 2017. 100% of the restricted stock vests on the first anniversary of the grant date.
- F2Mr. Irvin's wife is the owner of the 3,000 shares. Mr. Irvin disclaims beneficial ownership of these shares, and this report shall not be deemed to be an admission that Mr. Irvin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F320 20 Holdings, LLC is the owner of the 95,000 shares. 20 20 Holdings is a limited liability company which the reporting person is the sole manager and has sole power to vote and dispose of the shares.