SEC Form 4 · accession 0000899243-16-027856
ExOne Co · XONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L McCarley
Officer — Chief Executive Officer
Period of report
Aug 19, 2016
Accepted (ET)
Aug 22, 2016 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561627
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $13.82 | Aug 19, 2016 | A | 100,000 | A | — | Aug 19, 2026 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Grant of options to purchase common stock under The ExOne Company 2013 Equity Incentive Plan. Options vest with respect to 33,333 shares of common stock on the date of grant, an additional 33,333 shares of common stock on the first anniversary of the date of grant and the remaining 33,334 shares of common stock on the second anniversary of the date of grant.