SEC Form 4 · accession 0000899243-16-027131
ExOne Co · XONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dillon JoEllen Lyons
Officer — EVP, CLO & Corp Sec
Period of report
Aug 12, 2016
Accepted (ET)
Aug 15, 2016 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 12, 2016 | A | 7,500 | $0.00 | A | 30,000 | D | |
| Common StockF2 | holding | — | — | — | 20,000 | I | By trust | |
| Common StockF3 | holding | — | — | — | 13,500 | I | By limited partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock under The ExOne Company 2013 Equity Incentive Plan. One-third of the restricted stock vests on the first anniversary of the date of grant, one-third vests on the second anniversary of the date of grant, and one-third vests on the third anniversary of the date of grant.
- F2These shares are held directly by the Lyons 2012 Trust.
- F3These shares are held directly by DWD Holdings LP.