SEC Form 4 · accession 0000899243-16-011562
ExOne Co · XONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Kent Rockwell
Officer — CHAIR and CEO · Director · 10% Owner
Period of report
Jan 10, 2016
Accepted (ET)
Jan 12, 2016 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jan 10, 2016 | P | 1,423,877 | $9.13 | A | 4,210,555 | I | By S. Kent Rockwell Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Forest Products, Inc., which is the record holder of the shares beneficially owned by Mr. Rockwell.