SEC Form 4 · accession 0001209191-16-129344
MASTEC INC · MTZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Apple
Officer — COO
Period of report
Jun 21, 2016
Accepted (ET)
Jun 23, 2016 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000015615
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 21, 2016 | M | 3,739 | $12.93 | A | 207,306 | D | |
| Common StockF1 | Jun 21, 2016 | S | 3,739 | $23.70 | D | 203,567 | D | |
| Common Stock | Jun 22, 2016 | M | 10,000 | $12.93 | A | 213,567 | D | |
| Common StockF1 | Jun 22, 2016 | S | 10,000 | $23.80 | D | 203,567 | D | |
| Common Stock | holding | — | — | — | 851 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $12.93 | Jun 21, 2016 | M | 3,739 | D | Aug 3, 2006 | Aug 3, 2016 | Common Stock | 3,739 | 56,261 | D |
| Common Stock | $12.93 | Jun 22, 2016 | M | 10,000 | D | Aug 3, 2006 | Aug 3, 2016 | Common Stock | 10,000 | 46,261 | D |
Explanation of responses
- F1These sales were related to the exercise of a portion of 60,000 stock options which were set to expire on August 3, 2016. Proceeds of the sale were used to exercise the options, pay related income taxes and diversify the investment portfolio of Mr. Apple.