SEC Form 4 · accession 0000015615-15-000032
MASTEC INC · MTZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Alberto de Cardenas
Officer — EVP, General Counsel
Period of report
Apr 16, 2015
Accepted (ET)
Apr 20, 2015 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000015615
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 16, 2015 | M | 19,742 | $10.13 | A | 114,693 | D | |
| Common StockF1 | Apr 16, 2015 | F | 10,287 | $19.44 | D | 104,406 | D | |
| Common Stock | Apr 16, 2015 | M | 258 | $10.13 | A | 104,664 | D | |
| Common StockF1 | Apr 16, 2015 | F | 176 | $19.44 | D | 104,488 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F2,F3 | $10.13 | Apr 16, 2015 | M | 19,742 | D | Nov 16, 2006 | Nov 16, 2010 | Common Stock | 19,742 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2,F3 | $10.13 | Apr 16, 2015 | M | 258 | D | Nov 16, 2006 | Nov 16, 2010 | Common Stock | 258 | 0 | D |
Explanation of responses
- F1These shares represent shares of restricted stock granted under the MasTec, Inc. 2003 Employee Stock Incentive Plan. A pro rata portion of these shares will vest at the end of each fiscal quarter over the next two years beginning on June 30, 2006.
- F2Stock Option granted pursuant to the 2003 Employee Incentive Plan for no cash consideration.
- F3Exempt stock option granted under the MasTec, Inc. 2003 Employee Stock Incentive Plan. Stock options vest 50% on the first and 50% on the second anniversary of the Grant Date (11/16/2005).