SEC Form 4 · accession 0001140361-18-021869
Health Insurance Innovations, Inc. · HIIQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul G Gabos
Director
Period of report
May 4, 2018
Accepted (ET)
May 7, 2018 · 10:30 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561387
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 4, 2018 | A | 3,000 | $27.00 | A | 47,261 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $11.73 | holding | — | — | — | — | Mar 8, 2020 | Class A Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1These stock-settled stock appreciation rights were previously granted under the Plan and became fully vested on May 1, 2015, subject to the terms of the Plan and an award agreement under the Plan.