SEC Form 4 · accession 0001140361-17-026751
Health Insurance Innovations, Inc. · HIIQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Murley
Director
Period of report
Jun 20, 2017
Accepted (ET)
Jun 30, 2017 · 10:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561387
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 20, 2017 | G | 4,527 | $0.00 | D | 31,734 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $7.97 | holding | — | — | — | Oct 28, 2015 | Oct 28, 2021 | Class A Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1These stock-settled stock appreciation rights were previously granted under the Plan and became fully vested on October 28, 2016, subject to the terms of the plan and an award agreement under the plan.