SEC Form 4 · accession 0001140361-17-011718
Health Insurance Innovations, Inc. · HIIQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert S Murley
Director
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 12:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561387
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 9, 2017 | S | 1,000 | $15.55 | D | 14,700 | D | |
| Class A Common StockF1 | Mar 9, 2017 | S | 9,000 | $16.0922 | D | 5,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $7.97 | holding | — | — | — | Oct 28, 2015 | Oct 28, 2021 | Class A Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $15.85 to $16.35. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- F2These stock-settled stock appreciation rights were previously granted under the Issuer's Long Term Incentive Plan and are scheduled to vest as to 50% on October 28, 2015 and 50% on October 28, 2016, subject to the terms of the plan and an award agreement under the plan.