SEC Form 4 · accession 0001628280-18-015100
Ellington Residential Mortgage REIT · EARN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Smernoff
Officer — Chief Financial Officer
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001560672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares of beneficial interestF1 | Dec 11, 2018 | A | 2,359 | $0.00 | A | 4,937 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Financial Officer, under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. 1,180 of the Common Shares will vest, subject to certain limitations, on December 11, 2019, and the remaining 1,179 of the Common Shares will vest, subject to certain limitations, on December 11, 2020.
Remarks
Exhibit 24 - Power of Attorney