SEC Form 4 · accession 0001628280-15-008873
Ellington Residential Mortgage REIT · EARN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Miller
Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001560672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares of beneficial interestF1 | Nov 16, 2015 | P | 1,313 | $12.86 | A | 7,594 | D | |
| Common shares of beneficial interestF2 | Nov 17, 2015 | P | 3,786 | $12.97 | A | 11,380 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $12.85 to $12.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above
- F25,099 shares purchased in open market transactions are held in a joint account with Spouse.