SEC Form 4 · accession 0001225208-16-042228
Liberty Media Corp · FWONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Malone
Officer — Chairman of the Board · Director · 10% Owner
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001560385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series C Liberty SiriusXM Common StockF1 | Nov 21, 2016 | S | 43,059 | $36.0252 | D | 16,121,161 | D | |
| Series C Liberty SiriusXM Common StockF2 | Nov 22, 2016 | S | 78,639 | $36.0917 | D | 16,042,522 | D | |
| Series C Liberty SiriusXM Common StockF3 | holding | — | — | — | 530 | I | By 401(k) Savings Plan | |
| Series C Liberty SiriusXM Common StockF4 | holding | — | — | — | 664,684 | I | By Spouse | |
| Series C Liberty SiriusXM Common Stock | holding | — | — | — | 792,394 | I | John C. Malone June 2003 Charitable Remainder Unitrust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price is a weighted average price. These shares were sold in multiple transactions ranging from $35.86 to $36.20, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The price is a weighted average price. These shares were sold in multiple transactions ranging from $35.81 to $36.34, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The number of shares reported as held in the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of October 31, 2016.
- F4The reporting person disclaims beneficial ownership of these shares owned by his spouse.