SEC Form 4 · accession 0001225208-16-041946
Liberty Media Corp · FWONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert E Rosenthaler
Officer — Chief Corp. Dev. Officer
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001560385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Liberty SiriusXM Common Stock | Nov 15, 2016 | M | 33,275 | $19.75 | A | 99,899 | D | |
| Series A Liberty SiriusXM Common StockF1 | Nov 15, 2016 | S | 33,275 | $35.791 | D | 66,624 | D | |
| Series C Liberty SiriusXM Common Stock | Nov 15, 2016 | M | 20,000 | $19.38 | A | 153,248 | D | |
| Series C Liberty SiriusXM Common StockF2 | Nov 15, 2016 | S | 20,000 | $35.7401 | D | 133,248 | D | |
| Series C Liberty SiriusXM Common StockF3 | holding | — | — | — | 6,817 | I | By 401(k) Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) - LSXMAF4 | $19.75 | Nov 15, 2016 | M | 33,275 | D | — | Mar 19, 2020 | Series A Liberty SiriusXM Common Stock | 33,275 | 0 | D |
| Stock Option (Right to Buy) - LSXMKF4 | $19.38 | Nov 15, 2016 | M | 20,000 | D | — | Mar 19, 2020 | Series C Liberty SiriusXM Common Stock | 20,000 | 47,775 | D |
Explanation of responses
- F1The price is a weighted average price. These shares were sold in multiple transactions ranging from $35.7400 to $35.8850, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The price is a weighted average price. These shares were sold in multiple transactions ranging from $35.7400 to $35.7500, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The number of shares reported as held in the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of October 31, 2016.
- F4The derivative security is fully vested.