SEC Form 4 · accession 0001225208-16-039689
Liberty Media Corp · FWONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher W Shean
Officer — Chief Financial Officer
Period of report
Sep 22, 2016
Accepted (ET)
Sep 26, 2016 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001560385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Liberty Media Common Stock | Sep 22, 2016 | M | 12,474 | $11.68 | A | 24,157 | D | |
| Series A Liberty Media Common StockF1 | Sep 22, 2016 | S | 4,060 | $29.9036 | D | 20,097 | D | |
| Series A Liberty Media Common Stock | Sep 22, 2016 | F | 8,414 | $29.90 | D | 11,683 | D | |
| Series C Liberty Media Common Stock | Sep 22, 2016 | M | 25,411 | $11.18 | A | 48,777 | D | |
| Series C Liberty Media Common StockF2 | Sep 22, 2016 | S | 8,411 | $29.3835 | D | 40,366 | D | |
| Series C Liberty Media Common Stock | Sep 22, 2016 | F | 17,000 | $29.40 | D | 23,366 | D | |
| Series C Liberty Media Common StockF3 | holding | — | — | — | 3,372 | I | By 401(k) Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) - LMCAF4 | $11.68 | Sep 22, 2016 | M | 12,474 | D | — | Mar 19, 2020 | Series A Liberty Media Common Stock | 12,474 | 0 | D |
| Stock Option (Right to Buy) - LMCKF4 | $11.18 | Sep 22, 2016 | M | 25,411 | D | — | Mar 19, 2020 | Series C Liberty Media Common Stock | 25,411 | 0 | D |
Explanation of responses
- F1The price is a weighted average price. These shares were sold in multiple transactions ranging from $29.9030 to $29.9200, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The price is a weighted average price. These shares were sold in multiple transactions ranging from $29.3800 to $29.4150, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The number of shares reported as held in the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of August 31, 2016.
- F4The derivative security is fully vested.