SEC Form 4 · accession 0001225208-16-038191
Liberty Media Corp · FWONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Malone
Officer — Chairman of the Board · Director · 10% Owner
Period of report
Aug 17, 2016
Accepted (ET)
Aug 19, 2016 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001560385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series C Liberty SiriusXM Common StockF1,F2 | Aug 17, 2016 | S | 75,028 | $33.2357 | D | 564,972 | I | Malone Starz 2015 Charitable Remainder Trust |
| Series C Liberty SiriusXM Common StockF3 | Aug 18, 2016 | S | 46,072 | $32.8574 | D | 518,900 | I | Malone Starz 2015 Charitable Remainder Trust |
| Series C Liberty SiriusXM Common StockF2 | holding | — | — | — | 16,164,220 | D | ||
| Series C Liberty SiriusXM Common StockF4 | holding | — | — | — | 530 | I | By 401(k) Savings Plan | |
| Series C Liberty SiriusXM Common StockF5 | holding | — | — | — | 664,684 | I | By Spouse | |
| Series C Liberty SiriusXM Common Stock | holding | — | — | — | 792,394 | I | John C. Malone June 2003 Charitable Remainder Unitrust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price is a weighted average price. These shares were sold in multiple transactions ranging from $33.02 to $33.39, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2On August 15, 2016, 640,000 shares were transferred from the reporting person to the charitable remainder unitrust of which the reporting person is sole trustee and, together with his spouse retains a unitrust interest in the trust.
- F3The price is a weighted average price. These shares were sold in multiple transactions ranging from $32.63 to $33.42, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The number of shares reported as held in the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of July 31, 2016.
- F5The reporting person disclaims beneficial ownership of these shares owned by his spouse.