SEC Form 4 · accession 0001225208-16-030551
Liberty Media Corp · FWONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher W Shean
Officer — Chief Financial Officer
Period of report
Mar 29, 2016
Accepted (ET)
Mar 31, 2016 · 7:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001560385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common StockF1 | Mar 29, 2016 | M | 49,744 | $23.88 | A | 115,567 | D | |
| Series A Common Stock | Mar 29, 2016 | M | 1,346 | $23.88 | A | 116,913 | D | |
| Series A Common StockF2 | Mar 29, 2016 | S | 31,076 | $38.5168 | D | 85,837 | D | |
| Series A Common Stock | Mar 29, 2016 | F | 39,105 | $38.60 | D | 46,732 | D | |
| Series C Common Stock | Mar 29, 2016 | M | 100,517 | $23.55 | A | 232,163 | D | |
| Series C Common Stock | Mar 29, 2016 | M | 2,720 | $23.55 | A | 234,883 | D | |
| Series C Common StockF3 | Mar 29, 2016 | S | 60,582 | $37.6855 | D | 174,301 | D | |
| Series C Common Stock | Mar 29, 2016 | F | 80,837 | $37.80 | D | 93,464 | D | |
| Series C Common StockF4 | holding | — | — | — | 13,271 | I | By 401(k) Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - LMCA (Right to Buy)F5 | $23.88 | Mar 29, 2016 | M | 49,744 | D | — | Mar 19, 2020 | Series A Common Stock | 49,744 | 49,743 | D |
| Stock Option - LMCA (Right to Buy)F5 | $23.88 | Mar 29, 2016 | M | 1,346 | D | — | Dec 17, 2016 | Series A Common Stock | 1,346 | 0 | D |
| Stock Option - LMCK (Right to Buy)F5 | $23.55 | Mar 29, 2016 | M | 100,517 | D | — | Mar 19, 2020 | Series C Common Stock | 100,517 | 100,517 | D |
| Stock Option - LMCK (Right to Buy)F5 | $23.55 | Mar 29, 2016 | M | 2,720 | D | — | Dec 17, 2016 | Series C Common Stock | 2,720 | 0 | D |
Explanation of responses
- F1These holdings were decreased by 2 shares from the Form 4 filed by the reporting person on September 23, 2013, as a result of an accounting reconciliation.
- F2The price is a weighted average price. These shares were sold in multiple transactions ranging from $38.4770 to $38.6100, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The price is a weighted average price. These shares were sold in multiple transactions ranging from $37.63 to $37.80, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The number of shares reported as held in the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of February 29, 2016.
- F5The derivative security is fully vested.