SEC Form 4 · accession 0001225208-15-007905
Liberty Media Corp · FWONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert E Rosenthaler
Officer — Senior Vice President
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 6:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001560385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | Mar 12, 2015 | M | 30,000 | $23.88 | A | 96,624 | D | |
| Series A Common StockF1 | Mar 12, 2015 | S | 6,307 | $39.3925 | D | 90,317 | D | |
| Series A Common Stock | Mar 12, 2015 | F | 7,896 | $39.40 | D | 82,421 | D | |
| Series A Common Stock | Mar 12, 2015 | F | 7,898 | $39.39 | D | 74,523 | D | |
| Series A Common Stock | Mar 12, 2015 | F | 7,899 | $39.37 | D | 66,624 | D | |
| Series C Common Stock | Mar 12, 2015 | M | 45,000 | $23.55 | A | 178,248 | D | |
| Series C Common StockF2 | Mar 12, 2015 | S | 9,628 | $39.3241 | D | 168,620 | D | |
| Series C Common Stock | Mar 12, 2015 | F | 11,792 | $39.28 | D | 156,828 | D | |
| Series C Common Stock | Mar 12, 2015 | F | 23,580 | $39.30 | D | 133,248 | D | |
| Series C Common StockF3 | holding | — | — | — | 6,583 | I | By 401(k) Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - LMCA (Right to Buy)F4 | $23.88 | Mar 12, 2015 | M | 30,000 | D | — | Mar 19, 2020 | Series A Common Stock | 30,000 | 33,163 | D |
| Stock Option - LMCK (Right to Buy)F5 | $23.55 | Mar 12, 2015 | M | 45,000 | D | — | Mar 19, 2020 | Series C Common Stock | 45,000 | 67,012 | D |
Explanation of responses
- F1The price is a weighted average price. These shares were sold in multiple transactions ranging from $39.3410 to $39.9450, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The price is a weighted average price. These shares were sold in multiple transactions ranging from $39.3110 to $39.3330, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The number of shares reported as held in the reporting person's 401(k) is based on a statement from the Plan Administrator dated as of February 28, 2015.
- F4The options vested 33.33% on June 30, 2013, 33.33% on June 30, 2014, and the remainder vest on December 31, 2015.
- F5The portion equal to 66.67% of these options vested as of July 23, 2014. The remainder vest on December 31, 2015.