SEC Form 4 · accession 0001498115-17-000007
Rapid7, Inc. · RPD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
David Yuan
10% Owner · Other
John C. Rosenberg
10% Owner · Other
Timothy P McAdam
Director · 10% Owner · Other
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001560327
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 13, 2017 | J | 15,328 | $0.00 | A | 15,328 | I | Timothy P. McAdam |
| Common StockF4 | Nov 13, 2017 | J | 15,328 | $0.00 | A | 15,328 | I | Yuan Family Trust dated 9/22/2006 |
| Common StockF6 | Nov 13, 2017 | J | 12,427 | $0.00 | A | 12,427 | I | Rosenberg Family Trust |
| Common StockF7,F4 | Nov 14, 2017 | S | 10,328 | $18.2293 | D | 5,000 | I | Yuan Family Trust dated 9/22/2006 |
| Common StockF8,F4 | Nov 14, 2017 | S | 5,000 | $18.7947 | D | 0 | I | Yuan Family Trust dated 9/22/2006 |
| Common StockF9,F6 | Nov 14, 2017 | S | 12,427 | $18.5462 | D | 0 | I | Rosenberg Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition by Timothy P. McAdam pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F2Shares held directly by Timothy P. McAdam.
- F3Acquisition by the Yuan Family Trust dated 9/22/2006 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F4David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F5Acquisition by the Rosenberg Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F6John C. Rosenberg is a Trustee of the Rosenberg Family Trust. Mr. Rosenberg disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F7This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $17.66 to $18.63 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F8This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $18.66 to $18.85 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F9This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $18.03 to $18.85 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Remarks
This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VII, L.P., TCV VII (A), L.P., TCV Member Fund, L.P., Technology Crossover Management VII, L.P., Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., Robert W. Trudeau, and Christopher P. Marshall on November 15, 2017 and relates to the same transactions.