SEC Form 4/A · accession 0001493152-26-043251
electroCore, Inc. · ECOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Fox
Officer — See Remarks
Period of report
Sep 11, 2026
Accepted (ET)
Sep 18, 2026 · 8:43 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001560258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 11, 2026 | P | 5,000 | $9.8007 | A | 130,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amended Form 4 amends the original filing made on September 14, 2026 to report the transaction code in Column 3 as 'P'. The original filing inadvertently reported the transaction code in Column 3 as 'A'.
- F2Includes 125,000 shares of Common Stock issuable pursuant to previously issued restricted stock units (RSUs), consisting of (i) 23,333 RSUs that will vest on April 13, 2027, (ii) 23,334 RSUs that will vest on April 13, 2028, (iii) 23,333 RSUs that will vest on April 13, 2029, (iv) 18,333 RSUs that will vest on September 8, 2027, (v) 18,334 RSUs that will vest on September 8, 2028, and (vi) 18,333 RSUs that will vest on September 8, 2029; provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date; provided further, however, that all such RSUs shall vest, if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or the Reporting Person's resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.
Remarks
Co-Chief Executive Officer, President and Chief Operating Officer