SEC Form 4 · accession 0001493152-26-040104
electroCore, Inc. · ECOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua S. Lev
Officer — CFO and Interim President
Period of report
Aug 21, 2026
Accepted (ET)
Aug 25, 2026 · 5:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001560258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2026 | M | 12,000 | $4.50 | A | 96,889 | D | |
| Common StockF2,F1 | Aug 21, 2026 | S | 12,000 | $10.22 | D | 84,889 | D | |
| Common StockF1 | Aug 24, 2026 | M | 5,000 | $4.50 | A | 89,889 | D | |
| Common StockF3,F1 | Aug 24, 2026 | S | 5,000 | $9.88 | D | 84,889 | D | |
| Common StockF1 | Aug 25, 2026 | M | 3,000 | $4.50 | A | 87,889 | D | |
| Common StockF4,F1 | Aug 25, 2026 | S | 3,000 | $9.36 | D | 84,889 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Common Stock) | $4.50 | Aug 21, 2026 | M | 12,000 | D | Jul 31, 2024 | Jul 31, 2033 | Common Stock | 12,000 | 8,000 | D |
| Stock Option (Right to Buy Common Stock) | $4.50 | Aug 24, 2026 | M | 5,000 | D | Jul 31, 2024 | Jul 31, 2033 | Common Stock | 5,000 | 3,000 | D |
| Stock Option (Right to Buy Common Stock) | $4.50 | Aug 25, 2026 | M | 3,000 | D | Jul 31, 2024 | Jul 31, 2033 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1Includes 2,889 shares of Common Stock, and 82,000 shares of Common Stock issuable pursuant to previously issued RSUs, comprised of: (i) 6,667 shares, of which (a) 3,334 shares will vest on January 15, 2027 and (b) 3,333 shares will vest on January 15, 2028; (ii) 5,333 shares, which will vest on January 12, 2027; (iii) 25,000 shares, of which (a) 8,333 shares will vest on January 26, 2027 and January 26, 2029, and (b) 8,334 shares will vest on January 26, 2028; and (iv) 45,000 shares, which vests in full on December 31, 2026; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.
- F2The price in Column 4 is a weighted average of shares sold at prices ranging from $10.14 to $10.31. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price.
- F3The price in Column 4 is a weighted average of shares sold at prices ranging from $9.70 to $10.25. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price.
- F4The price in Column 4 is a weighted average of shares sold at prices ranging from $9.29 to $9.50. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price.