SEC Form 4 · accession 0001209191-18-062861
electroCore, Inc. · ECOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter S. Staats
Officer — Chief Medical Officer
Period of report
Dec 13, 2018
Accepted (ET)
Dec 17, 2018 · 11:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001560258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 13, 2018 | P | 10,000 | $4.83 | A | 154,636 | D | |
| Common Stock | holding | — | — | — | 6,597 | I | Via Spouse | |
| Common Stock | holding | — | — | — | 12,843 | I | via WaveCore LLC | |
| Common Stock | holding | — | — | — | 237,825 | I | via Core Ventures II, LLC | |
| Common Stock | holding | — | — | — | 55,542 | I | Via by Core Ventures IV, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.73 to $4.91 per share. The reporting person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on December 13, 2018.