SEC Form 3 · accession 0001209191-18-039095
electroCore, Inc. · ECOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Trevor J Moody
Director
Period of report
Jun 21, 2018
Accepted (ET)
Jun 21, 2018 · 9:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001560258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 37,166 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $15.00 | holding | — | — | — | Jan 1, 2019 | Jun 22, 2028 | Common Stock | 2,834 | — | D |
Explanation of responses
- F125% of the options vest on January 1, 2019, and the balance of the remaining options vest in quarterly installments over the next three years.