SEC Form 3 · accession 0001209191-18-039088
electroCore, Inc. · ECOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael G Atieh
Director
Period of report
Jun 21, 2018
Accepted (ET)
Jun 21, 2018 · 9:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001560258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 13,333 | D | ||
| Common Stock | holding | — | — | — | 55,556 | I | via Core Ventures II, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $12.60 | holding | — | — | — | Jun 29, 2016 | Jun 29, 2021 | Common Stock | 3,968 | — | I |