SEC Form 4 · accession 0001562180-18-003317
G1 Therapeutics, Inc. · GTHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A. Velleca
Officer — President and CEO · Director
Period of report
Jul 16, 2018
Accepted (ET)
Jul 17, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001560241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 22, 2018 | G | 1,000 | $0.00 | D | 9,000 | D | |
| Common Stock | Jul 16, 2018 | M | 5,000 | $3.72 | A | 14,000 | D | |
| Common StockF3 | Jul 16, 2018 | S | 3,800 | $41.8574 | D | 10,200 | D | |
| Common StockF4 | Jul 16, 2018 | S | 1,200 | $42.7125 | D | 9,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F5 | $3.72 | Jul 16, 2018 | M | 5,000 | D | — | Dec 21, 2025 | Common Stock | 5,000 | 139,433 | D |
Explanation of responses
- F1Shares transferred by the Reporting Person as a bona fide gift without consideration.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- F3The price represents the weighted average price with a low of $41.50 and a high of $42.31. The Reporting Person undertakes to provide G1 Therapeutics, Inc., any security holder of G1 Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 3 and 4 to this Form 4.
- F4The price represents the weighted average price with a low of $42.59 and a high of $42.80.
- F5The shares underlying this option vested as to 25% of the shares on December 21, 2016, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through each applicable vesting date.