SEC Form 4 · accession 0001144204-15-053968
Gaucho Group Holdings, Inc. · VINO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria I. Echevarria
Officer — CFO
Period of report
Jun 8, 2015
Accepted (ET)
Sep 8, 2015 · 12:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559998
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F2 | $2.20 | Jun 8, 2015 | A | 150,000 | A | — | Jun 8, 2020 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Options reflected herein are granted pursuant to Options granted pursuant to AWLD's 2008 Equity Incentive Plan.
- F2Options to acquire 37,500 vest on June 15, 2016; thereafter options to acquire 9,375 shares vest every three months.