SEC Form 4 · accession 0001255452-18-000003
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc · DFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford S Stone
Officer — CFO, VP & TREASURER · Other
Period of report
Dec 14, 2018
Accepted (ET)
Dec 17, 2018 · 1:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Dec 14, 2018 | P | 100 | $20.38 | A | 21,777 | D | |
| Common stock | Dec 14, 2018 | P | 2,400 | $20.376 | A | 24,177 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Mr. Stone also indirectly holds an additional 4,198 shares through his ownership in 17.5% of Flaherty & Crumrine Incorporated.