SEC Form 4 · accession 0001255452-18-000002
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc · DFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford S Stone
Officer — CFO, VP & TREASURER · Other
Period of report
Oct 10, 2018
Accepted (ET)
Oct 11, 2018 · 12:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Oct 10, 2018 | P | 1,100 | $21.87 | A | 19,985 | D | |
| Common stock | Oct 10, 2018 | P | 1,396 | $21.8799 | A | 21,381 | D | |
| Common stock | Oct 10, 2018 | P | 4 | $21.88 | A | 21,385 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
(1) Mr. Stone also indirectly holds an additional 4,198 shares through his ownership in 17.5% of Flaherty & Crumrine Incorporated.