SEC Form 4 · accession 0001255452-16-000007
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc · DFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford S Stone
Officer — CFO, VP and Treasurer · Other
Period of report
Nov 2, 2016
Accepted (ET)
Nov 8, 2016 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2016 | P | 300 | $23.895 | A | 11,674 | D | |
| Common Stock | Nov 2, 2016 | P | 100 | $23.90 | A | 11,774 | D | |
| Common Stock | Nov 2, 2016 | P | 500 | $23.91 | A | 12,274 | D | |
| Common Stock | Nov 2, 2016 | P | 1,600 | $23.9196 | A | 13,874 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Mr. Stone also indirectly holds an additional 4,198 shares through his ownership in 17.5% of Flaherty & Crumrine Incorporated.