SEC Form 5 · accession 0001255452-16-000006
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc · DFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford S Stone
Officer — CFO, Vice President, Treasurer · Other
Period of report
Nov 30, 2015
Accepted (ET)
Feb 18, 2016 · 1:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 30, 2015 | J | 0 | $0.00 | A | 10,571 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to his ownership of 17.5% of Flaherty & Crumrine Incorporated, Mr. Stone also has an indirect interest in the 4,198 shares of common stock held by Flaherty & Crumrine Incorporated.
- F2Due to his ownership of 17.5% of Flaherty & Crumrine Incorporated, Mr. Stone also has an indirect interest in the 4,198 shares of common stock held by Flaherty & Crumrine Incorporated.