SEC Form 4 · accession 0001252911-18-000001
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc · DFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Chadwick
Officer — CEO, President · Director · Other
Period of report
Dec 18, 2018
Accepted (ET)
Dec 19, 2018 · 2:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Dec 18, 2018 | P | 5,000 | $20.00 | A | 20,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Chadwick also indirectly holds an additional 4,198 shares through his ownership in 17.5% of Flaherty & Crumrine Incorporated.