SEC Form 4 · accession 0001252911-16-000007
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc · DFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Chadwick
Officer — CEO, President · Director · Other
Period of report
Nov 14, 2016
Accepted (ET)
Nov 14, 2016 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | P | 5,000 | $21.90 | A | 15,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Mr. Chadwick also indirectly holds an additional 4,198 shares through his ownership in 17.5% of Flaherty & Crumrine Incorporated.