SEC Form 4 · accession 0001559909-18-000067
Harvest Capital Credit Corp · HCAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Paul Buckanavage
Officer — MD-Head of Bus Development · Director
Period of report
Nov 20, 2018
Accepted (ET)
Nov 21, 2018 · 1:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2018 | S | 4,500 | $11.02 | D | 44,772 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reflects the weighted average purchase price. The purchase prices for these transactions ranged from 11.02 to 11.04. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased.