SEC Form 4 · accession 0001559909-18-000048
Harvest Capital Credit Corp · HCAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Jolson
Officer — Chief Executive Officer · Director
Period of report
Oct 17, 2018
Accepted (ET)
Oct 19, 2018 · 3:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 17, 2018 | P | 12,995 | $10.50 | A | 612,399 | I | By Jolson 1991 Trust |
| Common Stock | holding | — | — | — | 20,000 | D | ||
| Common Stock | holding | — | — | — | 10,000 | I | By Daughter | |
| Common StockF2 | holding | — | — | — | 35,768 | I | By Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee.
- F2Reflects shares of common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.