SEC Form 4/A · accession 0001559909-15-000058
Harvest Capital Credit Corp · HCAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Craig R Kitchin
Officer — CFO, CCO, Secretary
Period of report
Dec 14, 2015
Accepted (ET)
Dec 23, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 14, 2015 | P | 10,000 | $10.90 | A | 15,926 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to include a footnote reflecting (i) that the previously reported purchase occurred in multiple transactions, (ii) that the price reported in Column 4 is the weighted average purchase price, and (iii) the range of prices for such transactions and the Reporting Person's undertaking with respect to such transactions.
- F2The price reflects the weighted average purchase price. The purchase prices for these transactions ranged from 10.86 to 10.95. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased.