SEC Form 4 · accession 0001559909-15-000036
Harvest Capital Credit Corp · HCAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Jolson
Director
Period of report
Dec 8, 2015
Accepted (ET)
Dec 10, 2015 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2015 | P | 2,700 | $12.0764 | A | 2,700 | D | |
| Common Stock | Dec 9, 2015 | P | 3,600 | $11.9846 | A | 6,300 | D | |
| Common Stock | Dec 10, 2015 | P | 9,601 | $12.1034 | A | 15,901 | D | |
| Common StockF1 | holding | — | — | — | 329,187 | I | By Jolson 1991 Trust | |
| Common Stock | holding | — | — | — | 10,000 | I | By Daughter | |
| Common StockF2 | holding | — | — | — | 35,768 | I | By Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee.
- F2Reflects shares of common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.