SEC Form 4 · accession 0001334128-17-000004
Harvest Capital Credit Corp · HCAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Paul Buckanavage
Officer — President and CEO · Director
Period of report
Dec 7, 2017
Accepted (ET)
Dec 8, 2017 · 12:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2017 | S | 5,000 | $11.01 | D | 49,272 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reflects the weighted average sales price. The sales prices for these transactions ranged from $11.01 to $11.02. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold and the prices at which the transactions were effected.