SEC Form 4 · accession 0001215557-17-000003
Harvest Capital Credit Corp · HCAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig R Kitchin
Officer — CFO, Secretary
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2017 | S | 10,000 | $12.30 | D | 8,694 | D | |
| Common StockF2 | Nov 15, 2017 | S | 2,456 | $12.04 | D | 6,238 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reflects the weighted average sales price. The sales prices for these transactions ranged from $12.28 to $12.38. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold and the prices at which the transactions were effected.
- F2The price reflects the weighted average sales price. The sales prices for these transactions ranged from $12.01 to $12.11. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold and the prices at which the transactions were effected.