SEC Form 4 · accession 0001181431-15-004693
Harvest Capital Credit Corp · HCAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
JMP SECURITIES LLC
10% Owner
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 8:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 12, 2015 | J | 681,744 | $12.60 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1JMP Securities LLC transferred 681,774 shares of Common Stock to JMP Investment Holdings LLC on March 12, 2015.
- F2These securities are owned directly by JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is an indirect beneficial owner of the reported securities.