SEC Form 5 · accession 0001611650-16-000005
Immune Therapeutics, Inc. · IMUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Noreen Griffin
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Dec 31, 2015
Accepted (ET)
Mar 30, 2016 · 8:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559356
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2,F1 | Sep 1, 2015 | J | 1,000,000 | $0.00 | A | 4,317,710 | D | |
| COMMON STOCKF3 | Sep 1, 2015 | J | 2,000,000 | $0.00 | A | 4,317,710 | I | GRIFFIN FAMILY IRREVOCABLE TRUST |
| COMMON STOCKF4,F1,F3 | Sep 17, 2015 | J | 1,300,000 | $0.00 | A | 4,317,710 | I | GRIFFIN FAMILY IRREVOCABLE TRUST |
| COMMON STOCK | Dec 4, 2015 | J | 1,000,000 | $50,000.00 | D | 4,317,710 | D | |
| COMMON STOCKF2,F3 | Dec 31, 2015 | J | 2,000,000 | $0.00 | D | 4,317,710 | I | GRIFFIN FAMILY IRREVOCABLE TRUST |
| COMMON STOCKF4,F1,F3 | Dec 31, 2015 | J | 1,300,000 | $0.00 | D | 4,317,710 | I | GRIFFIN FAMILY IRREVOCABLE TRUST |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares include 2,685,000 held by the Griffin Family Trust, an irrevocable trust for the benefit of the reporting person's children and grandchildren; 704,009 held by Griffin Enterprises Group, LLC which is 50% owbned by the reporting person and 50% owned and manged by Robert Wilson, the reporting person's son; and 928,701 held by Noreen Griffin directly.
- F2These shares were not previously reported because the were issued in error for past due salary and subsequently cancelled. The issuance and subsequent cancellation should have been reported on Form 4.
- F3The shares are held by the Griffin Family Trust, an irrevocable trust for the benefit of the reporting person's children and grandchildren. The reporting person's cousin is the trustee of the trust.
- F4These shares were not previously reported because the were issued in error for a contract extension and subsequently cancelled. The issuance and subsequent cancellation should have been reported on Form 4.
- F5The shares were inadvertently not previously reported. The shares were transferred in a private transaction to repay a personal loan.