SEC Form 3 · accession 0001493152-17-012022
DIEGO PELLICER WORLDWIDE, INC · DPWW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Throgmartin
Officer — PRESIDENT& CEO · Director
Period of report
Jul 7, 2017
Accepted (ET)
Oct 24, 2017 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 650,987 | D | ||
| Common StockF1 | holding | — | — | — | 4,248,193 | I | The 4,248,193 Common Shares indirectly owned are held* |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1*(i) 2,428,193 by Phoenix Consulting Enterprises LLC, over whose assets reporting Person has investment and voting control and (ii) 1,820,000 shares are held by Wall Street Capital Partners for the benefit of Reporting Person and spouse.