SEC Form 3 · accession 0001493152-17-012018
DIEGO PELLICER WORLDWIDE, INC · DPWW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nello Gonfiantini III
Officer — Vice President - Real Estate
Period of report
Jul 7, 2017
Accepted (ET)
Oct 24, 2017 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,224,795 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 200,000 | $0.30 | holding | — | — | — | May 12, 2016 | May 12, 2021 | Common Stock | 200,000 | — | D |
| 200,000 | $0.30 | holding | — | — | — | May 12, 2017 | May 12, 2021 | Common Stock | 200,000 | — | D |
| 200,000 | $0.30 | holding | — | — | — | May 12, 2018 | May 12, 2021 | Common Stock | 200,000 | — | D |
| 200,000 | $0.30 | holding | — | — | — | May 12, 2019 | May 12, 2021 | Common Stock | 200,000 | — | D |
| 200,000 | $0.30 | holding | — | — | — | May 12, 2020 | May 12, 2021 | Common Stock | 200,000 | — | D |
| 1,224,795 | $0.25 | holding | — | — | — | Aug 1, 2017 | Feb 1, 2027 | Common Stock | 1,224,795 | — | D |
| 1,224,795 | $0.25 | holding | — | — | — | Feb 1, 2018 | Feb 1, 2027 | Common Stock | 1,224,795 | — | D |