SEC Form 4 · accession 0001209191-15-049535
PROTHENA CORP PUBLIC LTD CO · PRTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis J. Selkoe
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559053
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, par value $0.01 per share | Jun 1, 2015 | M | 3,125 | $16.42 | A | 5,970 | D | |
| Ordinary Shares, par value $0.01 per shareF2 | Jun 1, 2015 | S | 1,700 | $38.3993 | D | 4,270 | D | |
| Ordinary Shares, par value $0.01 per shareF3 | Jun 1, 2015 | S | 1,100 | $39.4181 | D | 3,170 | D | |
| Ordinary Shares, par value $0.01 per shareF4 | Jun 1, 2015 | S | 325 | $40.8092 | D | 2,845 | D | |
| Ordinary Shares, par value $0.01 per share | holding | — | — | — | 1,363 | I | By wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $16.42 | Jun 1, 2015 | M | 3,125 | D | Jul 22, 2014 | Jul 21, 2023 | Ordinary Shares | 3,125 | 43,750 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.
- F2The transaction was executed in multiple trades in prices ranging from $38.09 to $38.84, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- F3The transaction was executed in multiple trades in prices ranging from $39.09 to $40.03, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- F4The transaction was executed in multiple trades in prices ranging from $40.68 to $40.98, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.